CONFIDENTIAL FFHSJ DRAFTUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

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Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

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NOTICE OF REQUEST FOR PUBLIC COMMENTS REGARDING A PROPOSED NEW MULTISTATE FORM U-1 AND A REVISED FORM U-2 April 1, 2016

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 20-F (Mark One)

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MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d

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Microsoft Word - What FinCEN AML Proposal Means For Crowdfunding Platforms.docx

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March 8, 2016 By E-Mail: Chair Mary Jo White Commissioner Michael Piwowar Commissioner Kara Stein

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AvMap Conflict-Metal-Free Policy Carrara, 2014 October 20th Dear Supplier, dear Customer, on August 22nd, 2012 the Securities and Exchange Commission (SEC) published regulations implementing the conflict minerals reporti

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PDF Document

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The Governor and Company of the Bank of Ireland Bank of Ireland Announces Voluntary Filing for Deregistration with the U.S. Securities and Exchange Commission 22 April 2016 _______________________________________________

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